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IA-RPT-2025-008: Improvement

Internal Audit Report — HSQEMS


Audit Details

Field Details
Audit Report Number IA-RPT-2025-008
Date Raised 28/05/2025
Audit Reference IA-2025-008-IMPROVEMENT
Auditor Sean Ashton, Operations Manager
Reviewed By Dragos Ciordas, Director

Executive Summary

Evaluated Improvement elements — continual improvement, nonconformity management, corrective action effectiveness. Conducted following completion of first Management Review (26/05/2025). Good foundational processes with effective corrective action management, though formal continual improvement planning requires enhancement.


Introduction

Examined Improvement elements per ISO 9001:2015 Section 10, ISO 14001:2015 Section 10, ISO 45001:2018 Section 10, focusing on continual improvement, nonconformity management, corrective action after approximately 14 weeks, following inaugural Management Review.


Aims & Objectives

  • Continual improvement process effectiveness
  • Nonconformity identification and management
  • Corrective action implementation and effectiveness
  • Improvement opportunity integration from Management Review
  • Trend analysis and improvement planning capabilities

Audit Method

  • Review of Management Review minutes (DC:46) and actions
  • Corrective action register and CAR effectiveness assessment
  • Improvement opportunities review across all audits
  • Continual improvement planning evaluation
  • Trend analysis capabilities and implementation

Non-conformities

No. EQMS Element/Process Summary CAR No. Due Date
1 10.3 Continual Improvement No formal continual improvement programme or systematic approach to identify and prioritise improvement beyond corrective actions CAR-2025-010 31/08/2025
2 10.1 Improvement General Improvement opportunities from Management Review (sustainability services, digital twin technology) lack implementation planning and resource allocation CAR-2025-011 30/09/2025

Corrective Action Summary

CAR-2025-010: Establish formal continual improvement programme with regular review cycles and resource allocation.

CAR-2025-011: Develop implementation plans for strategic improvement opportunities with timelines, resources, success metrics.


Conclusions

Good reactive capability through effective corrective action management, with 12 corrective actions systematically tracked. Management Review successfully identified strategic improvement opportunities. However, insufficient proactive continual improvement planning. Organisation would benefit from more systematic approach.


Recommendations

  1. Formal continual improvement committee with quarterly meetings
  2. Improvement opportunity evaluation criteria and prioritisation matrix
  3. Annual improvement programme with defined projects
  4. Staff suggestion scheme for improvement ideas
  5. Improvement project management procedures with success metrics
  6. Innovation pipeline for service development opportunities from Management Review

Approval

Role Name Position Date
Prepared By Sean Ashton Operations Manager 28/05/2025
Reviewed By Dragos Ciordas Director 28/05/2025

Corrective Action Close-out

Pending — corrective actions not yet completed.

Role Name Position Date
Actioned By
Verified By

Document Ref: DC: 43 | Revision: 1 | Issue Date: 01/04/2025 Classification: CRGI Information

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